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Investment Management
Fee Based Investment Management
Advantages-
- No Conflict of Interest Because Both Parties Benefit from Portfolio Growth
- Flexibility to Change Investments When Appropriate Because Sales Charges Are Not a Factor
- Investment Management Portfolios are Tailored to Your Risk Level with a Custom Investment Allocation
- Portfolio is Rebalanced as Needed to Keep Portfolio In Line with Goals
- No Up Front Cost - Funds and Investments Used Do Not Have Sales Charges or Commissions
- Investment Management Fees are Tax Deductible Unlike Sales Charges and Commissions
- Personal Ongoing Relationship is Maintained Through Quarterly Meetings
- Client and Adviser Have the Same Goal- the Achievement of Objectives and Goals
- Quality is Established by Strict Guidelines and Disciplined Strategies
- Simplicity - One Account. One Statement. One Fee.
Investment Management - A Time-Tested Investment Strategy
Our Investment Management
programs are fee-based investment advisory programs, providing you with
a customized investment portfolio, investment advice, and Investment
management. These investment portfolios are developed by using a strict
set of guidelines and investment research. Strict guidelines and
disciplined strategies help ensure your investment portfolio stays in
line with your goals and risk objectives. Once a portfolio is developed
and in place, it is managed and kept in line with your objectives
through quarterly meetings and regular balancing of the portfolio.
Together, you and your team of Advisors will map out an investment plan
that’s tailored to your goals, risk tolerance and time horizon.
Advisory Accounts are also backed and protected by our clearing firm Wells Fargo Investments. Click here for more information on the insurance and protection for our fee based investment accounts.
Advisory Accounts are also backed and protected by our clearing firm Wells Fargo Investments. Click here for more information on the insurance and protection for our fee based investment accounts.
Flexible Solutions
There is no “one-size-fits-all” solution with Investment Management.
Your unique circumstances and personal objectives dictate the method of investment management and investing, as well as the types of vehicles chosen
to help achieve them. Some of the vehicles you have access to include
mutual funds, exchange traded funds, stocks, bonds, CD's and alternative
investments.
Your team of Personal Financial Advisers will guide you to investments suited to meet your financial goals. Investments you already own can be combined with those selected by your team of Financial Advisers to complete your customized portfolio and can help with the success of your long-term plan for Investment Management.
The Power of Asset Allocation
Throughout all cycles of the financial markets and regardless of your
investment objectives, a well-devised and executed asset allocation
strategy is key to helping you achieve your long-term goals. Investment
Management allows investors to take advantage of strategic asset
allocation, a time-tested approach to constructing portfolios. The
foundation for the available Investment Management programs is Modern Portfolio Theory a revolutionary view of the
market that illustrates how investment risk may be reduced by spreading
investments in specific proportions among different categories. This
strategic investment allocation approach to investment management is designed to
help clients invest while helping to minimize the potential risk
associated with routine market fluctuations. The developers of Modern
Portfolio Theory, Harry Markowitz and William Sharpe, were awarded the
Nobel Prize in Economic Science in 1990 for their contributions. Each
portfolio is individually crafted and designed to achieve an optimal
blend of investments tailored to your personal goals, time horizon and
risk profile.
The process encompasses:
The process encompasses:
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Setting investment objectives,
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Establishing weighting for various asset classes
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Choosing specific investments; and
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Making adjustments as circumstances dictate.
Tax Control
Professional Investment Management allows us to coordinate your investment
goals with all the other goals in life, including taxes. We can make
strategic planning decisions to help minimize adverse tax consequences,
because your account is individually managed. The experience of our team
of Financial Advisers helps us to identify potential tax burdens before
they arise.
Rebalancing
Over time, various components of a portfolio can grow at different
rates, throwing off the target asset allocation. Your portfolio will be
reviewed on a periodic basis by your team of Financial Advisers, and
rebalanced to help maintain the optimal allocation of your investments.
Professional Investment Management cannot be matched by traditional methods
of investing because of expensive sales charges and commissions.
Detailed Performance Reporting
A detailed performance report is delivered to you on a quarterly basis.
This report includes a summary of the performance of your overall
portfolio, as well as each asset component, for the quarter and longer
trailing periods, as well as a breakdown of realized gains and losses
over the most recent quarter.
Ongoing Management
We have a firm belief that ongoing management is a key to any successful Investment management
strategy. Once your quarterly reports are available we will schedule a
meeting to review investment objectives, risk levels, economic outlook,
and investment performance. These meeting are the source we use to
deliver excellent service by keeping informed of your goals, objectives,
and concerns.
Call Now or Contact US us for a Free Comprehensive Tax, Investment, Retirement, or Personal Finance Review!
859-623-0044
859-623-0044
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Williams Tax & Financial Services has been serving Richmond, Winchester, Lancaster, Lexington, Berea, Mt.Vernon, and Central Kentucky for over 10 years.
Williams Tax & Financial Services 2150 Lexington Rd Suite D-2, Richmond, KY 40475
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IMPORTANT NOTE: Tim Williams is a registered representative registered to transact business with clients in KY, OH, & PA. If you are not a resident of the states noted above, all investment-related information on this site is for informational purposes only and does not constitute a solicitation or offer to sell securities over the internet. Securities offered through H.D. Vest Investment ServicesSM, Member: SIPC, a non-bank subsidiary of Wells Fargo & Company, 6333 North State Highway 161, Fourth Floor, Irving, TX 75038, 972-870-6000.
Williams Tax & Financial Services is not a registered broker/dealer or independent investment advisory firm.
Investments & Insurance Products:
- Are not insured by the FDIC or any federal government agency
- Are not deposits of or guaranteed by the bank or any bank affiliate
- May lose Value